RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D•••••
- I•••••• A•••••••• I••• asset manager currentsince Nov 3, 2021 · Walnut Creek, Ca
- P•••• A•••••••• I••• asset managerNov 14, 2019 to Sep 16, 2020 · Malvern, Pa
- V••••• I••••••••• A•••••••• L•• asset managerOct 23, 2017 to Oct 15, 2019 · Hartford, Ct
- P•••• A•••••••• I••• to I•••••• A•••••••• I•••left Sep 16, 2020, registered Nov 3, 2021 (413 days) · Other
- V••••• I••••••••• A•••••••• L•• to P•••• A•••••••• I•••left Oct 15, 2019, registered Nov 14, 2019 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address