RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• G••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Oct 27, 2025 · Wall, Nj
- S•••••••• W••••• M••••••••• independent RIAOct 2, 2024 to Oct 27, 2025 · Red Bank, Nj
- T• R••• P•••• A••••••••• I••• asset managerMar 10, 2020 to Sep 16, 2022 · Owings Mills, Md
- S•••••••• W••••• M••••••••• to U•• F•••••••• S••••••• I•••left Oct 27, 2025, registered Oct 27, 2025 (0 days) · RIA to wirehouse
- T• R••• P•••• A••••••••• I••• to S•••••••• W••••• M•••••••••left Sep 16, 2022, registered Oct 2, 2024 (747 days) · Other
- K•••••• G•••••• left S•••••••• W••••• M••••••••• for U•• F•••••••• S••••••• I••• (registered 2025-10-27)Oct 27, 2025 · Advisor changed firm · fact
- K•••••• G•••••• left T• R••• P•••• A••••••••• I••• for S•••••••• W••••• M••••••••• (registered 2024-10-02)Sep 16, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address