DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• A••• E••••••

S••••••••• W•••••mixed wealthGlendale, Az IA-onlyIAPD 6842072

Feed of 09/14/2026

At current firm

0 y

since Feb 18, 2026

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• W••••• mixed wealth current
since Feb 18, 2026 · Summit, Nj
A• W••••• M••••••••• L•• BD affiliated
May 10, 2022 to Feb 11, 2026 · Scottsdale, Az
S••••••••• W••••• mixed wealth
Mar 22, 2021 to Mar 1, 2022 · Summit, Nj
S••••••• F•••••••• S•••••••• I••• former
Feb 11, 2020 to Jan 21, 2021 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to S••••••••• W•••••
left Feb 11, 2026, registered Feb 18, 2026 (7 days) · Affiliated broker-dealer or bank to independent RIA
S••••••••• W••••• to A• W••••• M••••••••• L••
left Mar 1, 2022, registered May 10, 2022 (70 days) · RIA to affiliated broker-dealer or bank
S••••••• F•••••••• S•••••••• I••• to S••••••••• W•••••
left Jan 21, 2021, registered Mar 22, 2021 (60 days) · Affiliated broker-dealer or bank to independent RIA

Signals

J••••• A••• E•••••• left A• W••••• M••••••••• L•• for S••••••••• W••••• (registered 2026-02-18)
Feb 11, 2026 · Advisor changed firm · fact
J••••• A••• E•••••• left S••••••••• W••••• for A• W••••• M••••••••• L•• (registered 2022-05-10)
Mar 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address