RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• G•••• S•••••••
- W•••• F•••• A••••••• wirehouse currentsince Dec 5, 2024 · Salt Lake City, Ut
- S•• W••••• independent RIAJun 28, 2022 to Dec 10, 2024 · Cottonwood Heights, Ut
- S•• I••••••••• S••••••• I••• formerOct 28, 2020 to Jul 29, 2022 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseDec 5, 2017 to Nov 16, 2020 · Layton, Ut
- S•• W••••• to W•••• F•••• A•••••••left Dec 10, 2024, registered Dec 5, 2024 (-5 days) · Affiliated broker-dealer or bank to wirehouse
- S•• I••••••••• S••••••• I••• to S•• W•••••left Jul 29, 2022, registered Jun 28, 2022 (-31 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S•• I••••••••• S••••••• I•••left Nov 16, 2020, registered Oct 28, 2020 (-19 days) · Wirehouse to independent RIA
- K••• G•••• S••••••• left S•• W••••• for W•••• F•••• A••••••• (registered 2024-12-05)Dec 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address