RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J•••• S•••••
- M••••• S•••••• wirehouse currentsince Feb 27, 2025 · Shrewsbury, Nj
- M•••••• A••••• S••••••••• L•• BD affiliatedApr 25, 2024 to Feb 10, 2025 · Brielle, Nj
- O•••• W•••••• I••• BD affiliatedAug 11, 2022 to Apr 26, 2024 · Forked River, Nj
- M•••••• A••••• S••••••••• L•• to M••••• S••••••left Feb 10, 2025, registered Feb 27, 2025 (17 days) · Affiliated broker-dealer or bank to wirehouse
- O•••• W•••••• I••• to M•••••• A••••• S••••••••• L••left Apr 26, 2024, registered Apr 25, 2024 (-1 days) · Affiliated broker-dealer or bank to another
- R••••• J•••• S••••• left M•••••• A••••• S••••••••• L•• for M••••• S•••••• (registered 2025-02-27)Feb 10, 2025 · Advisor changed firm · fact
- R••••• J•••• S••••• left O•••• W•••••• I••• for M•••••• A••••• S••••••••• L•• (registered 2024-04-25)Apr 26, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address