DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C•••••••• C•••••

••••••••independent RIACumberland, Md dual registrantIAPD 6863679

Feed of 09/15/2026

Also filed as C•••••••• Lynn Mcmillan

At current firm

1 y

since Sep 25, 2024

In the industry

20 y

since Aug 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

•••••••• independent RIA current
since Sep 25, 2024 · Clayton, Mo
W•••• F•••• A••••••• wirehouse
Jun 10, 2022 to Sep 30, 2024 · Johnstown, Pa
L•• F•••••••• L•• BD affiliated
Oct 1, 2021 to May 17, 2022 · Cumberland, Md
W•••• F•••• A••••••• wirehouse
Jul 3, 2018 to Jun 22, 2021 · Cumberland, Md

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to ••••••••
left Sep 30, 2024, registered Sep 25, 2024 (-5 days) · Wirehouse to independent RIA
L•• F•••••••• L•• to W•••• F•••• A•••••••
left May 17, 2022, registered Jun 10, 2022 (24 days) · RIA to wirehouse
W•••• F•••• A••••••• to L•• F•••••••• L••
left Jun 22, 2021, registered Oct 1, 2021 (101 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

C•••••••• C••••• left W•••• F•••• A••••••• for &Partners (registered 2024-09-25)
Sep 30, 2024 · Advisor changed firm · fact
C•••••••• C••••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2022-06-10)
May 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address