RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M•••••• B••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 21, 2023 · Orlando, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedOct 18, 2021 to Jun 14, 2023 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDOct 29, 2018 to Oct 27, 2021 · Orlando, Fl
- I••••••••• F•••••••• P••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 14, 2023, registered Jun 21, 2023 (7 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to I••••••••• F•••••••• P•••••••left Oct 27, 2021, registered Oct 18, 2021 (-9 days) · Affiliated broker-dealer or bank to another
- C••••••••• M•••••• B•••• left I••••••••• F•••••••• P••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-06-21)Jun 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address