DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Cone Brandon
At current firm
0 y
since Jul 24, 2026
In the industry
11 y
since Oct 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Jul 24, 2026 · Plano, Tx
- Charles Schwab & Co., Inc. national BDJan 11, 2022 to Jul 23, 2026 · Southlake, Tx
- Td Ameritrade Investment Management, LLC formerJun 18, 2018 to Feb 22, 2021 · Southlake, Tx
- Td Ameritrade, Inc. formerJun 18, 2018 to Mar 7, 2022 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- Charles Schwab & Co., Inc. to Fisher Investmentsleft Jul 23, 2026, registered Jul 24, 2026 (1 days) · Affiliated broker-dealer or bank to independent RIA
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Mar 7, 2022, registered Jan 11, 2022 (-55 days) · channel change inside one enterprise, not a move · moved with a team
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Feb 22, 2021, registered Jun 18, 2018 (-980 days) · corporate re-registration, not a move
Signals
- Brandon Cone left Charles Schwab & Co., Inc. for Fisher Investments (registered 2026-07-24)Jul 23, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address