DFX Intelligence
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Channel change (one enterprise)
4 advisors moved from T• A••••••••• I••• to C•••••• S••••• • C••• I•••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Aj Poisson | Keller, Tx | Mar 7, 2022 | Jan 9, 2022 |
| Brandon Cone | Westlake, Tx | Mar 7, 2022 | Jan 11, 2022 |
| Carolyn H Castillo | Southlake, Tx | Mar 7, 2022 | Jan 9, 2022 |
| Xuyi Chen | Westlake, Tx | Mar 7, 2022 | Jan 24, 2022 |
The rule
- Registrations ended
- Mar 7, 2022
- Registered next
- Nov 29, 2021 to Feb 27, 2026
- Branch state
- TX
- Cities
- 2, most in Westlake, Tx
- Registered there that day
- 1,169 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape