DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• P•••••• G•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseMckinney, Txdual registrantIAPD 6868031

Feed of 09/14/2026

Also filed as C•••••••• P•••••• White

At current firm

1 y

since Oct 18, 2024

In the industry

14 y

since Jan 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Oct 18, 2024 · Mckinney, Tx
T••••••• I••••••••• M••••••••• I••• BD affiliated
May 15, 2023 to Feb 21, 2024 · Allen, Tx
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Mar 18, 2022 to May 8, 2023 · Plano, Tx
E••••• J•••• national BD
Feb 2, 2018 to Mar 1, 2022 · Mckinney, Tx

Moves

a registration end followed by a registration begin elsewhere

T••••••• I••••••••• M••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 21, 2024, registered Oct 18, 2024 (240 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
T••••••••• F•••••••• A•••••••• L•• to T••••••• I••••••••• M••••••••• I•••
left May 8, 2023, registered May 15, 2023 (7 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to T••••••••• F•••••••• A•••••••• L••
left Mar 1, 2022, registered Mar 18, 2022 (17 days) · Affiliated broker-dealer or bank to another

Signals

C•••••••• P•••••• G••••• left T••••••• I••••••••• M••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-10-18)
Feb 21, 2024 · Advisor changed firm · fact
C•••••••• P•••••• G••••• left T••••••••• F•••••••• A•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2023-05-15)
May 8, 2023 · Advisor changed firm · fact
C•••••••• P•••••• G••••• left E••••• J•••• for T••••••••• F•••••••• A•••••••• L•• (registered 2022-03-18)
Mar 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address