RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F••• W••••• M••••••••• independent RIA currentsince Feb 22, 2022 · Wayzata, Mn
- F••••••••• I••••••••• A••••••• L•• independent RIAJan 24, 2020 to Jun 3, 2022 · Wayzata, Mn
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAApr 9, 2018 to Jan 23, 2020 · La Crosse, Wi
- O••••••••• S••••••••• I••• BD affiliatedNov 14, 2017 to Mar 22, 2018 · Golden Valley, Mn
- F••••••••• I••••••••• A••••••• L•• to F••• W••••• M•••••••••left Jun 3, 2022, registered Feb 22, 2022 (-101 days) · RIA to a newly registered adviser · moved with a team
- M••••• O• O•••• I••••••• S•••••••• I••• to F••••••••• I••••••••• A••••••• L••left Jan 23, 2020, registered Jan 24, 2020 (1 days) · Other
- O••••••••• S••••••••• I••• to M••••• O• O•••• I••••••• S•••••••• I•••left Mar 22, 2018, registered Apr 9, 2018 (18 days) · Other
- Daniel Colvin left Foundations Investment Advisors Llc for Fiat Wealth Management (registered 2022-02-22)Jun 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address