DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F••• A••••••• I••
Latest filing Mar 28, 2026
First filing on the tape Oct 19, 2018 · 11 filings
SEC status approved since Jul 13, 2023
RAUM
$146M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$146M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$48.8M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$146M as of Mar 28, 2026
Mar 25, 2024$111M then
HNW client RAUM$73.1M as of Mar 28, 2026
Mar 25, 2024$63.5M then
State-registered IARs (5.B.3)3 as of Mar 28, 2026
Mar 25, 20243 then
Employees (5.A)3 as of Mar 28, 2026
Mar 25, 20243 then
Private funds: no history
RAUM +15% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
- RAUM per advisor
- $48.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 138derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $205,237derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.8derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Custody
- $85.3M, 161 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$73.3M50%
- High-net-worth individuals$73.1M50%
- Individual clients
- 367reported
- HNW clients
- 47reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 713reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $85.3M for 161 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• L•• F•••Certified Financial Planner | A•••••, Tx | Feb 8, 2019 | 18 y | 3 |
| Q•••• V•••• P••••• | A•••••, Tx | Sep 4, 2019 | 18 y | 2 |
| S•• G••• C••• | A•••••, Tx | Sep 8, 2022 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E•••• V•••••• G•••••• to O•••• W•••••• I•••Mar 2, 2021 · Other
- N•• L•••• to A••••• P•••••• W•••••• L••Nov 9, 2020 · Other
- R••••• L•••• H•••••• to A••••••••• F•••••••• S•••••••• L••Mar 25, 2020 · Other
Joined, latest
- S•• G••• C••• from A•••••••• C•••••• M•••••••••Sep 8, 2022 · Other
- Q•••• V•••• P••••• from C•••••• A•••••••Sep 4, 2019 · Other
- R••••• L•••• H•••••• from A••••••••• F•••••••• S•••••••• L••May 6, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
- N•• L•••• from M••••• S••••••Mar 6, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J••••• L•• F••• from C•••••• A•••••••Feb 8, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••• J•••••• L•• · Shareholder/Chief Compliance Officercontrolsince 09/2018 · owns 75% or more
Related persons
Schedule D 7.A
- A•••••• L••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| A•••••, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- F••• Worth, TX1 employees
- Indianola, IA1 employees
- Katy, TX1 employees
- Waco, TX1 employees
- West Des Moines, IA1 employees
What changed
consecutive filings, newest first
- Accounts · 687 to 713Apr 21, 2025 to Mar 28, 2026
- HNW clients · 48 to 47Apr 21, 2025 to Mar 28, 2026
- Individual clients · 362 to 367Apr 21, 2025 to Mar 28, 2026
- Assets in custody · $45.1M to $85.3MApr 21, 2025 to Mar 28, 2026
- Discretionary RAUM · $128M to $146MApr 21, 2025 to Mar 28, 2026
- HNW RAUM · $59.1M to $73.1MApr 21, 2025 to Mar 28, 2026
- Individual RAUM · $68.6M to $73.3MApr 21, 2025 to Mar 28, 2026
- RAUM · $128M to $146MApr 21, 2025 to Mar 28, 2026
- Accounts · 600 to 687Mar 25, 2024 to Apr 21, 2025
- HNW clients · 64 to 48Mar 25, 2024 to Apr 21, 2025
- Individual clients · 361 to 362Mar 25, 2024 to Apr 21, 2025
- Assets in custody · unset to 45075834.0Mar 25, 2024 to Apr 21, 2025
- Custody of client assets · false to trueMar 25, 2024 to Apr 21, 2025
- Financial planning clients · 0 to 0Mar 25, 2024 to Apr 21, 2025
- Other offices · 5 to 3Mar 25, 2024 to Apr 21, 2025
- Discretionary RAUM · $111M to $128MMar 25, 2024 to Apr 21, 2025
- HNW RAUM · $63.5M to $59.1MMar 25, 2024 to Apr 21, 2025
- Individual RAUM · $47.9M to $68.6MMar 25, 2024 to Apr 21, 2025
- RAUM · $111M to $128MMar 25, 2024 to Apr 21, 2025
- Accounts · 571 to 600Sep 5, 2023 to Mar 25, 2024
- HNW clients · 37 to 64Sep 5, 2023 to Mar 25, 2024
- Individual clients · 234 to 361Sep 5, 2023 to Mar 25, 2024
- Discretionary RAUM · $102M to $111MSep 5, 2023 to Mar 25, 2024
- HNW RAUM · $57.1M to $63.5MSep 5, 2023 to Mar 25, 2024
- Individual RAUM · $44.7M to $47.9MSep 5, 2023 to Mar 25, 2024
- RAUM · $102M to $111MSep 5, 2023 to Mar 25, 2024
- Other offices · 3 to 5Aug 11, 2023 to Sep 5, 2023
- Financial planning clients · unset to 0Jun 12, 2023 to Aug 11, 2023
- Other offices · 2 to 3Jun 12, 2023 to Aug 11, 2023
- Accounts · 0 to 571Jan 23, 2019 to Jun 12, 2023
- Advisory employees · 2 to 3Jan 23, 2019 to Jun 12, 2023
- Advisory activities · 3 to 4Jan 23, 2019 to Jun 12, 2023
- Business name · F••• A••••••• to F••• A••••••• I••Jan 23, 2019 to Jun 12, 2023
- HNW clients · unset to 37.0Jan 23, 2019 to Jun 12, 2023
- Individual clients · unset to 234.0Jan 23, 2019 to Jun 12, 2023
- Employees · 2 to 3Jan 23, 2019 to Jun 12, 2023
- Insurance-licensed employees · 2 to 0Jan 23, 2019 to Jun 12, 2023
- Financial planning clients · 0 to unsetJan 23, 2019 to Jun 12, 2023
- State-registered IARs · 2 to 3Jan 23, 2019 to Jun 12, 2023
- Other offices · 0 to 2Jan 23, 2019 to Jun 12, 2023
Signals
2 dated events
- J Michelle Snow (Chief Compliance Officer) no longer on Schedule A of F••• A••••••• I•• (listed 2023-09-05, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- F••• A••••••• filed its initial SEC registration (Form ADV)Oct 19, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 254-300-4464reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 254-870-7014reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 281-758-8250reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- fortwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 512-433-6492reportedpublic record, Form ADV, Mar 28, 2026
- Contact form
- fortwm.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- fortwm.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026