DFX Intelligence
RIA Intelligence
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Registered advisor
A••• D• G••••••••
Feed of 09/14/2026
Also filed as Al D G••••••••
At current firm
2 y
since Nov 3, 2023
In the industry
21 y
since Oct 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Nov 3, 2023 · St. Louis, Mo
- E••••• J•••• national BDMar 12, 2018 to Nov 6, 2023 · Caledonia, Mi
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to B••••••• F• E•••••• • C••••••• I•••••••••left Nov 6, 2023, registered Nov 3, 2023 (-3 days) · Affiliated broker-dealer or bank to another
Signals
- A••• D• G•••••••• left E••••• J•••• for B••••••• F• E•••••• • C••••••• I••••••••• (registered 2023-11-03)Nov 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address