RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• R••••••
- P•••••• F•••••••• independent RIA currentsince Jul 8, 2022 · Arden Hills, Mn
- P•••••• C•••••• independent RIAJul 8, 2022 to Jul 20, 2023 · Arden Hills, Mn
- G••••••• A•••••••• L•• independent RIAApr 8, 2022 to Jun 23, 2022 · Arden Hills, Mn
- G••••••• A•••••••• L•• independent RIAOct 22, 2020 to Apr 4, 2022 · Arden Hills, Mn
- P•••••• C•••••• to P•••••• F••••••••left Jul 20, 2023, registered Jul 8, 2022 (-377 days) · Other
- G••••••• A•••••••• L•• to P•••••• C••••••left Jun 23, 2022, registered Jul 8, 2022 (15 days) · RIA to a newly registered adviser
- E••••• R•••••• left P•••••• C•••••• for P•••••• F•••••••• (registered 2022-07-08)Jul 20, 2023 · Advisor changed firm · fact
- E••••• R•••••• left G••••••• A•••••••• L•• for P•••••• C•••••• (registered 2022-07-08)Jun 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address