A•••••• R•••••• C•••••

• V••• F•••••••• A•••••••• I••• BD affiliated current
  since Sep 21, 2026 · Calumet City, Il
• C•••••• S••••• • C••• I••• national BD
  Dec 6, 2024 to Jan 16, 2026 · Chicago, Il
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 5, 2023 to Nov 1, 2024 · Chicago, Il
• J••• M••••• S••••••••• L•• wirehouse
  Jun 16, 2023 to Sep 19, 2023 · Chicago, Il
• R••••• W• B•••• • C•• I••••••••• mixed wealth
  Nov 1, 2021 to Mar 26, 2023 · Milwaukee, Wi

• C•••••• S••••• • C••• I••• to V••• F•••••••• A•••••••• I•••
  left Jan 16, 2026, registered Sep 21, 2026 (248 days) · Affiliated broker-dealer or bank to another
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••
  left Nov 1, 2024, registered Dec 6, 2024 (35 days) · Wirehouse to affiliated broker-dealer or bank
• J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Sep 19, 2023, registered Oct 5, 2023 (16 days) · Wirehouse to wirehouse
• R••••• W• B•••• • C•• I••••••••• to J••• M••••• S••••••••• L••
  left Mar 26, 2023, registered Jun 16, 2023 (82 days) · RIA to wirehouse

• A•••••• R•••••• C••••• registered again as an investment adviser representative at V••• F•••••••• A•••••••• I••• after a 248-day gap (last registration ended 2026-01-16)
  Sep 21, 2026 · Advisor registered · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address