RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• D••• J••••••
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Apr 10, 2026 · Denver, Co
- P••• A••••• S••••••••• L•• BD affiliatedFeb 1, 2023 to Mar 31, 2026 · Greenwood Village, Co
- E••••• J•••• national BDFeb 20, 2018 to Feb 2, 2023 · Wheat Ridge, Co
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Mar 31, 2026, registered Apr 10, 2026 (10 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to P••• A••••• S••••••••• L••left Feb 2, 2023, registered Feb 1, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- D••••• D••• J•••••• left P••• A••••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-04-10)Mar 31, 2026 · Advisor changed firm · fact
- D••••• D••• J•••••• left E••••• J•••• for P••• A••••• S••••••••• L•• (registered 2023-02-01)Feb 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address