DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• N• R••••

A••••••• C•••••• M••••••••• L••independent RIADes Moines, Ia IA-onlyIAPD 6886160

Feed of 09/14/2026

Also filed as A••••• Noel R••••

At current firm

0 y

since Dec 8, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• C•••••• M••••••••• L•• independent RIA current
since Dec 8, 2025 · Des Moines, Ia
P•••• S••••••••• L•• no RAUM
May 23, 2023 to Mar 26, 2024 · St. Louis, Mo
A••••••• F•••••••• A•••••••• L•• BD affiliated
Apr 14, 2021 to Sep 30, 2022 · Hot Springs, Ar
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Apr 29, 2019 to Dec 21, 2020 · Hot Springs, Ar

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to A••••••• C•••••• M••••••••• L••
left Mar 26, 2024, registered Dec 8, 2025 (622 days) · Affiliated broker-dealer or bank to independent RIA
A••••••• F•••••••• A•••••••• L•• to P•••• S••••••••• L••
left Sep 30, 2022, registered May 23, 2023 (235 days) · Affiliated broker-dealer or bank to another
M••••• O• O•••• I••••••• S•••••••• I••• to A••••••• F•••••••• A•••••••• L••
left Dec 21, 2020, registered Apr 14, 2021 (114 days) · Other

Signals

A••••• N• R•••• left P•••• S••••••••• L•• for A••••••• C•••••• M••••••••• L•• (registered 2025-12-08)
Mar 26, 2024 · Advisor changed firm · fact
A••••• N• R•••• left A••••••• F•••••••• A•••••••• L•• for P•••• S••••••••• L•• (registered 2023-05-23)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address