DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••••• T•••••

A••••• A•• P••••••• S•••••••BD affiliatedChester Springs, Pa dual registrantIAPD 6892147

Feed of 09/15/2026

Also filed as Bill T•••••

At current firm

2 y

since Jul 5, 2024

In the industry

19 y

since Apr 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• A•• P••••••• S••••••• BD affiliated current
since Jul 5, 2024 · Chester Springs, Pa
C••••••• P•••••• W••••• BD affiliated
Sep 2, 2022 to Apr 18, 2024 · Tarrytown, Ny
C••••••• S••••••••• I••• BD affiliated
Sep 2, 2022 to Apr 18, 2024 · Johnston, Ri
W•••• F•••• A••••••• wirehouse
Dec 10, 2019 to Sep 2, 2022 · West Chester, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••• P•••••• W••••• to A••••• A•• P••••••• S•••••••
left Apr 18, 2024, registered Jul 5, 2024 (78 days) · RIA to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to C••••••• P•••••• W•••••
left Apr 18, 2024, registered Sep 2, 2022 (-594 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to C••••••• S••••••••• I•••
left Sep 2, 2022, registered Sep 2, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank

Signals

G•••••••• T••••• left C••••••• P•••••• W••••• for A••••• A•• P••••••• S••••••• (registered 2024-07-05)
Apr 18, 2024 · Advisor changed firm · fact
G•••••••• T••••• left C••••••• S••••••••• I••• for C••••••• P•••••• W••••• (registered 2022-09-02)
Apr 18, 2024 · Advisor changed firm · fact
G•••••••• T••••• left W•••• F•••• A••••••• for C••••••• S••••••••• I••• (registered 2022-09-02)
Sep 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address