DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shaun Stephen Johnson
Feed of 09/15/2026
Also filed as Shaun Stephen Johnson
At current firm
2 y
since Nov 6, 2023
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fiera Capital Inc. mixed wealth currentsince Nov 6, 2023 · New York, Ny
- Pacific Investment Management Company LLC asset managerMay 2, 2022 to Oct 20, 2023 · Solana Beach, Ca
- Gurtin Municipal Bond Management formerFeb 2, 2018 to Apr 29, 2022 · Solana Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Pacific Investment Management Company LLC to Fiera Capital Inc.left Oct 20, 2023, registered Nov 6, 2023 (17 days) · Other
- Gurtin Municipal Bond Management to Pacific Investment Management Company LLCleft Apr 29, 2022, registered May 2, 2022 (3 days) · channel change inside one enterprise, not a move · moved with a team
Signals
- Shaun Stephen Johnson left Pacific Investment Management Company Llc for Fiera Capital Inc. (registered 2023-11-06)Oct 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address