DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pacific Investment Management Company LLC
Latest filing Aug 28, 2026
First filing on the tape Mar 30, 2012 · 105 filings
SEC status approved since Nov 14, 1994
RAUM
$3667B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.5%
$54B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1,968
628 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
208
reported on Schedule D
History
105 filings and snapshots on the tape
RAUM$3667B as of Aug 28, 2026
Mar 30, 2012$1395B then
HNW client RAUM$3.2B as of Aug 28, 2026
Mar 29, 2018$3.1B then
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Mar 28, 20130 then
Employees (5.A)1,968 as of Aug 28, 2026
Mar 28, 20132,427 then
Private funds208 as of Aug 28, 2026
Mar 30, 201295 then
RAUM +23% over the last fiscal year+18% a year over threeIARs 4 to 0
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $189MderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.9%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $9.3B, 27 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1421B39%
- Investment companies$1237B34%
- Insurance companies$335B9.2%
- Pension and profit-sharing plans$193B5.3%
- Sovereign wealth funds$153B4.2%
- State and municipal entities$95B2.6%
- Banks and thrifts$66B1.8%
- Corporations and businesses$55B1.5%
- Individuals$50B1.4%
- Charitable organizations$28B0.8%
- High-net-worth individuals$3.2B0.1%
- Other investment advisers$15,5800.0%
- Individual clients
- 5,833reported
- HNW clients
- 17reported
- Pension plan clients
- 436reported
- Charitable clients
- 71reported
- Accounts
- 2,835reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $29B managedreported
- Custody of client assets
- $9.3B for 27 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.72 institutional_share=0.22 related_bd=true related_bank=true bd_reps=508.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Stephanie Ng to OnedigitalApr 4, 2024 · Other
- Shaun Stephen Johnson to Fiera Capital Inc.Oct 20, 2023 · Other
- Eric Lazarus Stroiman to Fiera Capital Inc.Oct 25, 2022 · Other
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Gurtin Municipal Bond ManagementApr 29, 2022 · Solana Beach, Ca · Firm absorbed
Private funds
200 reported on Schedule D 7.B.(1)
All funds of Pacific Investment Management Company LLC
Owners and control persons
Schedule A and B, latest filing
- Mangala Ananthanarayanan · Managing Director - Executive Committeecontrolsince 01/2023 · owns less than 5%
- Thomas Andrew Balls · Managing Director - Chief Investment Officer (Global)controlsince 09/2014 · owns less than 5%
- Weston Gregory Hall · Managing Director - Executive Committeecontrolsince 09/2020 · owns less than 5%
- John Daniel Ivascyn · Managing Director - Executive Committee And Group Chief Investment Officercontrolsince 09/2014 · owns less than 5%
- Eduardo Alejandro Kersman · Managing Director - Executive Committeecontrolsince 02/2024 · owns less than 5%
- Richard Mark Kiesel · Managing Director - Chief Investment Officer (Global Credit)controlsince 09/2014 · owns less than 5%
- Jeffrey John Kirkowski · Managing Director - Chief Financial Officercontrolsince 09/2017 · owns less than 5%
- Grace Kimberley Korinke · Managing Director - Executive Committeecontrolsince 02/2016 · owns less than 5%
- Mohit Mittal · Managing Director - Chief Investment Officer (Core Strategies)controlsince 12/2023 · owns less than 5%
- Taketo Alfred Murata · Managing Director - Executive Committeecontrolsince 02/2024 · owns less than 5%
- Nmn Emmanuel Roman · Managing Director - Executive Committee And Chief Executive Officercontrolsince 11/2016 · owns less than 5%
- Peter Marc Seidner · Managing Director - Chief Investment Officer (Non-Traditional Strategies)controlsince 11/2014 · owns less than 5%
- Christine Robin Shanahan · Managing Director - Co-Chief Operating Officercontrolsince 09/2017 · owns less than 5%
- Elliot Greg Sharenow · Managing Director - Executive Committeecontrolsince 02/2024 · owns less than 5%
- Robert Jason Steiner · Managing Director - Executive Committeecontrolsince 01/2023 · owns less than 5%
- Christian Thibault Stracke · Managing Director - President And Executive Committeecontrolsince 02/2017 · owns less than 5%
- G. Peter Strelow · Managing Director - Co-Chief Operating Officercontrolsince 09/2017 · owns less than 5%
- Sung-Hee Suh · Managing Director - Global General Counselcontrolsince 12/2023 · owns less than 5%
- Qi Wang · Managing Director - Chief Investment Officer (Portfolio Implementation)controlsince 06/2022 · owns less than 5%
- Stack Candice Whitten · Managing Director - Executive Committeecontrolsince 03/2020 · owns less than 5%
- Jing Yang · Managing Director - Executive Committeecontrolsince 02/2024 · owns less than 5%
- Nadia Zakir · Managing Director - Global Head Of Compliance And Chief Compliance Officercontrolsince 06/2021 · owns less than 5%
Entity owners
- Allianz Asset Management Of America LLC · Memberdirect · owns 75% or more
- Allianz Se · Shareholderindirect · owns 75% or more of Allianz Europe B.V.
- Allianz Europe B.V. · Shareholder - Common Stock, Common Stock Class Bindirect · owns 75% or more of Allianz Of America, Inc.
- Allianz Of America, Inc. · Member - Class A Units, Class E Units, Class C Unitsindirect · owns 75% or more of Allianz Asset Management Of America LLC
Related persons
Schedule D 7.A
- Allianz Global Corporate & Specialty Sereal estaten
- Allianz Global Investors Gmbhinvestment adviserpooled vehicle sponsorLP sponsorn
- Allianz Global Risks U.S. Inc.real estaten
- Allianz Risk Transfer (Bermuda) Ltd.real estaten
- Allianz Risk Transfer Agreal estaten
- Allianz Sereal estatey
- Areap Core 1 Gp Pte. Ltd.pooled vehicle sponsorn
- Areap Jmf 1 Gp Pte. Ltd.pooled vehicle sponsorn
- Areap Jmf 1 Sma Gp Pte. Ltd.pooled vehicle sponsorn
- Newport Re Ltd.real estatey
- Pimco Asia Limitedinvestment advisery
- Pimco Asia Pte Ltd.investment advisery
- Pimco Aurora LLCpooled vehicle sponsory
- Pimco Australia Management Limitedinvestment adviserpooled vehicle sponsory
- Pimco Australia Pty Ltd.investment advisery
- Pimco Canada Corp.broker-dealerinvestment adviserbankpooled vehicle sponsory
- Pimco Europe Gmbhbroker-dealerinvestment advisern
- Pimco Europe Ltd.investment advisery
- Pimco Global Advisors (Ireland) Limitedinvestment adviserpooled vehicle sponsory
- Pimco Global Advisors (Luxembourg) S.A.investment adviserbankpooled vehicle sponsory
- Pimco Investment Management (Shanghai) Limitedinvestment advisery
- Pimco Investments LLCbroker-dealery
- Pimco Japan Ltd.investment advisery
- Pimco Latin America Administradora De Carteiras Ltda.investment advisery
- Pimco Prime Real Estate (Shanghai) Co., Ltd.investment advisern
- Pimco Prime Real Estate Asia Pacific Pte. Ltd.investment advisern
- Pimco Prime Real Estate Gmbhinvestment adviserinvestment companyn
- Pimco Prime Real Estate Japan Gkinvestment advisern
- Pimco Taiwan Limitedinvestment advisery
Advisers that list Pacific Investment Management Company LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Solana Beach, Ca | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY169 employees
- San Diego, CA14 employees
- Austin, TX11 employees
- Los Angeles, CA7 employees
- Chicago, IL3 employees
- Miami, FL1 employees
ADV anomalies
0 against comparable advisers; where to look, not conclusions
Nothing stands out against peers.
Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-08-28
What changed
consecutive filings, newest first
- Private funds · 204 to 208May 18, 2026 to Aug 28, 2026
- Private funds · 202 to 204Mar 31, 2026 to May 18, 2026
- Accounts · 2,793 to 2,835Feb 10, 2026 to Mar 31, 2026
- Advisory employees · 564 to 628Feb 10, 2026 to Mar 31, 2026
- BD registered reps · 476 to 508Feb 10, 2026 to Mar 31, 2026
- Charity clients · 89 to 71Feb 10, 2026 to Mar 31, 2026
- Corporate clients · 339 to 405Feb 10, 2026 to Mar 31, 2026
- HNW clients · 3,449 to 17Feb 10, 2026 to Mar 31, 2026
- Individual clients · 2,021 to 5,833Feb 10, 2026 to Mar 31, 2026
- Pension plan clients · 463 to 436Feb 10, 2026 to Mar 31, 2026
- Pooled vehicle clients · 821 to 818Feb 10, 2026 to Mar 31, 2026
- Assets in custody · $6.7B to $9.3BFeb 10, 2026 to Mar 31, 2026
- Employees · 2,063 to 1,968Feb 10, 2026 to Mar 31, 2026
- State-registered IARs · 4 to 0Feb 10, 2026 to Mar 31, 2026
- Private funds · 199 to 202Feb 10, 2026 to Mar 31, 2026
- Discretionary RAUM · $2989B to $3666BFeb 10, 2026 to Mar 31, 2026
- HNW RAUM · $19B to $3.2BFeb 10, 2026 to Mar 31, 2026
- Individual RAUM · $28B to $50BFeb 10, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $670M to $457MFeb 10, 2026 to Mar 31, 2026
- Pension RAUM · $194B to $193BFeb 10, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $1086B to $1421BFeb 10, 2026 to Mar 31, 2026
- RAUM · $2990B to $3667BFeb 10, 2026 to Mar 31, 2026
- Wrap assets (manager) · $21B to $29BFeb 10, 2026 to Mar 31, 2026
- Private funds · 197 to 199Nov 17, 2025 to Feb 10, 2026
- Financial planning clients · 0 to 0Aug 11, 2025 to Nov 17, 2025
- Private funds · 189 to 197Aug 11, 2025 to Nov 17, 2025
- Private funds · 184 to 189May 28, 2025 to Aug 11, 2025
- Private funds · 181 to 184Mar 31, 2025 to May 28, 2025
- Accounts · 2,811 to 2,793Feb 28, 2025 to Mar 31, 2025
- Advisory employees · 946 to 564Feb 28, 2025 to Mar 31, 2025
- BD registered reps · 530 to 476Feb 28, 2025 to Mar 31, 2025
- Charity clients · 71 to 89Feb 28, 2025 to Mar 31, 2025
- Corporate clients · 314 to 339Feb 28, 2025 to Mar 31, 2025
- HNW clients · 3,061 to 3,449Feb 28, 2025 to Mar 31, 2025
- Individual clients · 1,559 to 2,021Feb 28, 2025 to Mar 31, 2025
- Pension plan clients · 489 to 463Feb 28, 2025 to Mar 31, 2025
- Pooled vehicle clients · 834 to 821Feb 28, 2025 to Mar 31, 2025
- Assets in custody · $6.3B to $6.7BFeb 28, 2025 to Mar 31, 2025
- Employees · 3,194 to 2,063Feb 28, 2025 to Mar 31, 2025
- State-registered IARs · 9 to 4Feb 28, 2025 to Mar 31, 2025
Signals
47 dated events
- Stephanie Ng left Pacific Investment Management Company Llc for Onedigital (registered 2024-05-07)Apr 4, 2024 · Advisor changed firm · fact
- Carl David Flattum (Managing Director - Global General Counsel) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2023-12-11, absent 2024-02-09)Feb 9, 2024 · Control person left · inference
- Allen Craig Dawson (Managing Director - Executive Committee) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2023-12-11, absent 2024-02-09)Feb 9, 2024 · Control person left · inference
- Sonali Shah Pier (Managing Director - Executive Committee) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2023-12-11, absent 2024-02-09)Feb 9, 2024 · Control person left · inference
- Taketo Alfred Murata (Managing Director - Executive Committee) appeared on Schedule A of Pacific Investment Management Company LlcFeb 9, 2024 · Control person joined · fact
- Eduardo Alejandro Kersman (Managing Director - Executive Committee) appeared on Schedule A of Pacific Investment Management Company LlcFeb 9, 2024 · Control person joined · fact
- Elliot Greg Sharenow (Managing Director - Executive Committee) appeared on Schedule A of Pacific Investment Management Company LlcFeb 9, 2024 · Control person joined · fact
- Jing Yang (Managing Director - Executive Committee) appeared on Schedule A of Pacific Investment Management Company LlcFeb 9, 2024 · Control person joined · fact
- Sung-Hee Suh (Managing Director - Global General Counsel) appeared on Schedule A of Pacific Investment Management Company LlcFeb 9, 2024 · Control person joined · fact
- Mohit Mittal (Managing Director - Chief Investment Officer (Core Strategies)) appeared on Schedule A of Pacific Investment Management Company LlcDec 11, 2023 · Control person joined · fact
- Shaun Stephen Johnson left Pacific Investment Management Company Llc for Fiera Capital Inc. (registered 2023-11-06)Oct 20, 2023 · Advisor changed firm · fact
- Peter Marc Seidner (Managing Director - Chief Investment Officer (Non-Traditional Strategies)) appeared on Schedule A of Pacific Investment Management Company LlcMay 25, 2023 · Control person joined · fact
- Pacific Investment Management Company Llc reported 11 state-registered advisory representatives, up from 0 (2023-02-28 to 2023-03-31)Mar 31, 2023 · Advisor headcount change · derived
- Peter Marc Seidner (Managing Director - Chief Investment Officer (Non-Traditional Strategies) - Executive Committee) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2023-01-17, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- Michael Jerome Schneider (Managing Director - Executive Committee) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2023-01-17, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- Ann Julie Meggers (Managing Director - Executive Committee) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2023-01-17, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- Davis Elizabeth Cantrill (Managing Director - Executive Committee) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2023-01-17, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- Robert Jason Steiner (Managing Director - Executive Committee) appeared on Schedule A of Pacific Investment Management Company LlcFeb 28, 2023 · Control person joined · fact
- Sonali Shah Pier (Managing Director - Executive Committee) appeared on Schedule A of Pacific Investment Management Company LlcFeb 28, 2023 · Control person joined · fact
- Mangala Ananthanarayanan (Managing Director - Executive Committee) appeared on Schedule A of Pacific Investment Management Company LlcFeb 28, 2023 · Control person joined · fact
- Alan Scott Mather (Managing Director - Chief Investment Officer (U.S. Core Strategies)) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2022-11-23, absent 2023-01-17)Jan 17, 2023 · Control person left · inference
- Eric Lazarus Stroiman left Pacific Investment Management Company Llc for Fiera Capital Inc. (registered 2023-04-11)Oct 25, 2022 · Advisor changed firm · fact
- Qi Wang (Managing Director - Chief Investment Officer (Portfolio Implementation)) appeared on Schedule A of Pacific Investment Management Company LlcAug 29, 2022 · Control person joined · fact
- Gurtin Municipal Bond Management's advisors moved to Pacific Investment Management Company LLC (Solana Beach, CA): 3 of 4 registered, on the same dayApr 29, 2022 · Firm absorbed (people side) · derived
- Ann Julie Meggers (Managing Director - Executive Committee) appeared on Schedule A of Pacific Investment Management Company LlcFeb 25, 2022 · Control person joined · fact
- Davis Elizabeth Cantrill (Managing Director - Executive Committee) appeared on Schedule A of Pacific Investment Management Company LlcFeb 25, 2022 · Control person joined · fact
- Geraldine Brigliadori-Walsh (Managing Director - Executive Committee) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2021-11-24, absent 2022-02-25)Feb 25, 2022 · Control person left · inference
- Mangala Ananthanarayanan (Managing Director - Executive Committee) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2021-11-24, absent 2022-02-25)Feb 25, 2022 · Control person left · inference
- Nadia Zakir (Executive Vice President - Chief Compliance Officer) appeared on Schedule A of Pacific Investment Management Company LlcOct 14, 2021 · Control person joined · fact
- E. Jennifer Durham (Managing Director - Chief Compliance Officer) no longer on Schedule A of Pacific Investment Management Company Llc (listed 2021-10-05, absent 2021-10-14)Oct 14, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Pacific Investment Management Company LLC · Independent Sponsorsshared crd · capital_provider
- Pacific Investment Management Company LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/PIMCOreportedpublic record, Form ADV, Sep 17, 2026
- Website
- pimco.com/gblreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (949) 720-6000reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026