DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••• C•••••• I•••
Latest filing Aug 21, 2026
First filing on the tape Apr 19, 2012 · 47 filings
SEC status approved since Dec 22, 1972
RAUM
$17B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
34%
$5.9B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$2.9B
derived; firm RAUM over IAPD count
Employees
95
37 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
5
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$17B as of Aug 21, 2026
Sep 26, 2012$2.0B then
HNW client RAUM$5.7B as of Aug 21, 2026
Mar 26, 2018$7.2B then
State-registered IARs (5.B.3)5 as of Aug 21, 2026
Sep 26, 20130 then
Employees (5.A)95 as of Aug 21, 2026
Sep 26, 201327 then
Private funds5 as of Aug 21, 2026
Sep 26, 20121 then
RAUM -12% over the last fiscal year-7.2% a year over threeIARs 10 to 5
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
- RAUM per advisor
- $2.9BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 599derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $3.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 15.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.1%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $1.7B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.7B33%
- Corporations and businesses$4.0B23%
- State and municipal entities$2.9B17%
- Pooled investment vehicles$2.5B15%
- Pension and profit-sharing plans$837M4.9%
- Charitable organizations$530M3.1%
- Investment companies$352M2.1%
- Individuals$250M1.5%
- Individual clients
- 509reported
- HNW clients
- 3,087reported
- Pension plan clients
- 67reported
- Charitable clients
- 98reported
- Accounts
- 4,643reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $3.2B managedreported
- Custody of client assets
- $1.7B for 5 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.34 fund_share=0.17 institutional_share=0.25 related_bd=false related_bank=true bd_reps=12.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• D•••• E••••••Chartered Financial Analyst | New York, Ny | Aug 18, 2021 | 22 y | 0 |
| C•••••• N•••••• D••••Chartered Financial Analyst | New York, Ny | Aug 26, 2021 | 18 y | 1 |
| E••• L•••••• S••••••• | San Diego, Ca | Apr 11, 2023 | 11 y | 2 |
| N••• E••••• | New York, Ny | Oct 4, 2023 | 10 y | 0 |
| S•••• S•••••• J•••••• | New York, Ny | Nov 6, 2023 | 11 y | 2 |
| M••• D•••• T••••• | Boston, Ma | Feb 27, 2024 | 31 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- M•••• T••• D•• to I•••••• A•••••••• I•••Mar 10, 2025 · Other
- A•••••• F••••••••• to A••••• A•• P••••••• S•••••••Jun 18, 2024 · RIA to affiliated broker-dealer or bank
- K•••• F•••••••• to I•••••• A•••••••• I•••Apr 18, 2024 · Other
- D•••• A•• to B•••••••• I••••••••• M••••••••• L••Jun 9, 2023 · Other
Joined, latest
- M••• D•••• T••••• from E•••••••• I••••••••• P•••••••• L••Feb 27, 2024 · Other
- S•••• S•••••• J•••••• from P•••••• I••••••••• M••••••••• C•••••• L••Nov 6, 2023 · Other
- E••• L•••••• S••••••• from P•••••• I••••••••• M••••••••• C•••••• L••Apr 11, 2023 · Other
- M•••• T••• D•• from T•••••••• I••••••••• M••••••••• I••Aug 16, 2022 · Other
- K•••• F•••••••• from W•••••• C•••••• M••••••••• L••Jul 26, 2022 · Other
- A•••••• F••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 8, 2022 · Wirehouse to independent RIA
- C•••••• N•••••• D•••• from S••••• C•••••• A••••••• L••Aug 26, 2021 · Other
Private funds
36 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••• D••••••••• L•••••• F•••no longer reported | Other Private Fund | $1.9B | 2,172 | Mar 26, 2018 |
| F•••• G••••• I••••••••• F•••no longer reported | Other Private Fund | $1.3B | 1,472 | Mar 28, 2022 |
| I••••••••• E••••• L•••••••• F••• L• • C•••• E• | Other Private Fund | $684M | 15 | Mar 23, 2019 |
| F•••• D••••••••• R••• E••••• F•••no longer reported | Other Private Fund | $624M | 947 | Mar 28, 2022 |
| G••••• E••••• L•••••••• F••• L• | Other Private Fund | $618M | 27 | Nov 29, 2013 |
| F•••• G••••• A••••••••• F•••no longer reported | Other Private Fund | $492M | 805 | Mar 28, 2022 |
| F•••• D••••••••• R••• A••••• F•••no longer reported | Other Private Fund | $421M | 136 | Mar 28, 2022 |
| F•••• G••••• P•••••• E••••• F•••no longer reported | Other Private Fund | $391M | 796 | Mar 28, 2022 |
| F•••• A•• R••• E••••• D••• F•••no longer reported | Other Private Fund | $379M | 516 | Mar 28, 2022 |
| F•••• G••••• D••••••••• L•••••• M••••• F•••• L•no longer reported | Hedge Fund | $208M | 12 | Mar 23, 2019 |
| I••••••••• E••••• L•••••••• F••• L• | Other Private Fund | $184M | 13 | Mar 8, 2016 |
| F•••• O••• E• S••••• F••• L• | $143M | 2 | Aug 21, 2026 | |
| T•• O••••• A••••••• R••••• F•••no longer reported | Hedge Fund | $114M | 3 | Mar 29, 2012 |
| F•••• U• R••• E••••• D••• F•••• L••• | $107M | 1 | Aug 21, 2026 | |
| F•••• D••••••••• R••• A••••• F••• S•••no longer reported | Other Private Fund | $106M | 2 | Mar 28, 2023 |
| F•••• P•••••• I••••••••• I• F•••no longer reported | Other Private Fund | $95.6M | 398 | Mar 28, 2022 |
| T•• E•••••••• I•••••••• P••••••••• S••••••• L•• S••••• D• • S••••• R••• I••••• S•••••no longer reported | Hedge Fund | $92.6M | 116 | Mar 8, 2016 |
| T•• E•••••••• I•••••••• P••••••••• S••••••• L•• S••••• D• • S••••• R••• I••••• S•••••no longer reported | Other Private Fund | $87.2M | 99 | Mar 30, 2012 |
| F•••• R••• E••••• C••• M••••••• F•••no longer reported | Other Private Fund | $47.5M | 7 | Mar 28, 2023 |
| S••••• O••••••••• F••• L•no longer reported | Hedge Fund | $40.7M | 5 | Mar 26, 2018 |
| T•• O••••• M••••••••• F•••no longer reported | Hedge Fund | $33.9M | 1 | Mar 29, 2012 |
| F•••• R••• E••••• D••••••••• F••• I•no longer reported | Other Private Fund | $21.9M | 172 | Mar 28, 2023 |
| U• E••••• L•••••••• F••• L•no longer reported | Other Private Fund | $18.1M | 6 | Jun 10, 2016 |
| F•••• O••••••••• R••• E••••• F•••no longer reported | Other Private Fund | $16.6M | 79 | Mar 28, 2022 |
| S••••• O••••••••• F••• L•no longer reported | Hedge Fund | $11.8M | 6 | Mar 30, 2017 |
| T•• E•••••••• I•••••••• P••••••••• S••••••• L•• • S••••• A•no longer reported | Other Private Fund | $11.8M | 33 | Apr 19, 2012 |
| F•••• P•••••• I••••••••• F•••no longer reported | Other Private Fund | $11.0M | 37 | Mar 28, 2022 |
| T•• E•••••••• I•••••••• P••••••••• S••••••• L•• • S••••• C•no longer reported | Other Private Fund | $6.6M | 37 | Mar 8, 2016 |
| T•• E•••••••• I•••••••• P••••••••• S••••••• L•• S••••• C• • S••••• N••••••• Q•••••••• S•••••no longer reported | Other Private Fund | $6.4M | 40 | Mar 27, 2015 |
| A••••••• R••••• M••••••••• M••••• F•••no longer reported | Hedge Fund | $3.9M | 86 | Mar 29, 2012 |
| B•••••••• O•••• L•••no longer reported | Hedge Fund | $774,839 | 1 | Mar 29, 2012 |
| B•••••••• O•••• L•••no longer reported | Securitized Asset Fund | $723,343 | 1 | Mar 30, 2017 |
| T•• O••••• H••••• E••••• F•••no longer reported | Hedge Fund | $531,620 | 1 | Mar 29, 2012 |
| H•••• F••• I••••••••• C•••••• I•• L•••no longer reported | Hedge Fund | $75,421 | 9 | Mar 29, 2012 |
| L•••• L••• F••••••• F••• L•••no longer reported | Hedge Fund | $0 | 1 | Dec 18, 2012 |
| F•••• G••••• D••••••••• L•••••• F•••no longer reported | Other Private Fund | $0 | 25 | Mar 22, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D••••• C••••••• N•••••• · Executive Vice President, Head Of P•••••• Wealth, U.S.controlsince 11/2015 · owns less than 5%
- E••••••• S••••• D•••• · Executive Vice President, Regional Managing Partnercontrolsince 11/2015 · owns less than 5%
- L•••••••• B••••••• M••••• · Vice President Of Finance, UScontrolsince 06/2024 · owns less than 5%
- M•••••• S••••••• A•••••• · General Counsel & Directorcontrolsince 02/2015 · owns less than 5%
- P••••••••• L••••• A•• · Chief Compliance Officer & Head Of Compliance, U.S.controlsince 07/2024 · owns less than 5%
- P•••••••• L••••• E••••• · Executive Director, Global Chief Financial Officer And Head Of Corporate S••••••• & Directorcontrolsince 11/2020 · owns less than 5%
- R••••••• E•••• W•••••• · Executive Director, Chief Executive Officer F•••• USA & Directorcontrolsince 11/2023 · owns less than 5%
- S•••••••• A••••• N••••• · Senior Vice President, Head Of Strategic Financecontrolsince 04/2021 · owns less than 5%
Entity owners
- F•••• U• H•••••• I••• · Sole Shareholderdirect · owns 75% or more
- F•••• C•••••• C••••••••• · Shareholderindirect · owns 75% or more of F•••• U• H•••••• I•••
Related persons
Schedule D 7.A
- F•••• C•••••• •••••• L•••investment adviserbankpooled vehicle sponsorn
- F•••• C•••••• ••• L••••••investment adviserbankpooled vehicle sponsornRAUM $5.0B
- F•••• C•••••• C•••••••••investment adviserbankpooled vehicle sponsoryRAUM $57B
- F•••• C•••• P••••••• I••investment adviserpooled vehicle sponsornRAUM $3.4B
- F•••• G••••• D••••••••• L•••••• F••• G• L••pooled vehicle sponsory
- F•••• I••••••••• I•••investment adviserpooled vehicle sponsorn
- F•••• P•••••• D••• I•••investment adviserpooled vehicle sponsorn
- G••••• E••••• L•••••••• G• L••pooled vehicle sponsory
Advisers that list F•••• C•••••• I••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 6 | 0 | 0 | ||
| San Diego, Ca | 2 | 0 | 0 | ||
| Boston, Ma | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Boston, MA11 employees
- Dayton, OH9 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Aug 21, 2026employees per registered advisor of 15.8 against a peer median of 1.9 (241 comparable advisers, 98.0th percentile, 18.0 robust deviations)peers: independent wealth managers, $5B to $20B (241) · 98% percentile
- very high RAUM per advisorStatic outlier · filing Aug 21, 2026RAUM per registered advisor of $2,879,250,445 against a peer median of $234,120,923 (250 comparable advisers, 99.0th percentile, 11.8 robust deviations)peers: independent wealth managers, $5B to $20B (250) · 99% percentile
- control person changedChange between filings · filing Aug 21, 2026L•••••••• B••••••• M••••• (VICE PRESIDENT OF FINANCE, US) appeared on Schedule A between the filings of 2024-08-13 and 2026-08-21peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 21, 2026M•••••• S••••••• A•••••• (GENERAL COUNSEL & DIRECTOR) left Schedule A between the filings of 2024-08-13 and 2026-08-21peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 21, 2026S•••••••• A••••• N••••• (SENIOR VICE PRESIDENT, HEAD OF STRATEGIC FINANCE) left Schedule A between the filings of 2024-08-13 and 2026-08-21peers: independent wealth managers, $5B to $20B (289)
- advisor count dropChange between filings · filing Mar 26, 2026advisory representatives (Item 5.B.3) moved from 10.0 to 5.0 (-50.0%) between the annual amendments of 2025-03-25 and 2026-03-26; the peer median change was +6.0% (220 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $5B to $20B (220) · 3.2% percentile
What changed
consecutive filings, newest first
- Accounts · 5,176 to 4,643Dec 4, 2025 to Mar 26, 2026
- BD registered reps · 11 to 12Dec 4, 2025 to Mar 26, 2026
- Charity clients · 138 to 98Dec 4, 2025 to Mar 26, 2026
- Corporate clients · 502 to 438Dec 4, 2025 to Mar 26, 2026
- HNW clients · 3,444 to 3,087Dec 4, 2025 to Mar 26, 2026
- Individual clients · 470 to 509Dec 4, 2025 to Mar 26, 2026
- Pension plan clients · 74 to 67Dec 4, 2025 to Mar 26, 2026
- Pooled vehicle clients · 26 to 23Dec 4, 2025 to Mar 26, 2026
- Assets in custody · $1.2B to $1.7BDec 4, 2025 to Mar 26, 2026
- Employees · 109 to 95Dec 4, 2025 to Mar 26, 2026
- State-registered IARs · 10 to 5Dec 4, 2025 to Mar 26, 2026
- Discretionary RAUM · $19B to $17BDec 4, 2025 to Mar 26, 2026
- HNW RAUM · $6.5B to $5.7BDec 4, 2025 to Mar 26, 2026
- Individual RAUM · $194M to $250MDec 4, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $131M to $87.1MDec 4, 2025 to Mar 26, 2026
- Pension RAUM · $1.0B to $837MDec 4, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $3.8B to $2.5BDec 4, 2025 to Mar 26, 2026
- RAUM · $20B to $17BDec 4, 2025 to Mar 26, 2026
- Wrap assets (manager) · $2.9B to $3.2BDec 4, 2025 to Mar 26, 2026
- Accounts · 5,203 to 5,176Aug 13, 2024 to Mar 25, 2025
- Advisory employees · 44 to 37Aug 13, 2024 to Mar 25, 2025
- BD registered reps · 16 to 11Aug 13, 2024 to Mar 25, 2025
- Charity clients · 154 to 138Aug 13, 2024 to Mar 25, 2025
- Corporate clients · 554 to 502Aug 13, 2024 to Mar 25, 2025
- HNW clients · 3,549 to 3,444Aug 13, 2024 to Mar 25, 2025
- Individual clients · 301 to 470Aug 13, 2024 to Mar 25, 2025
- Pension plan clients · 70 to 74Aug 13, 2024 to Mar 25, 2025
- Pooled vehicle clients · 28 to 26Aug 13, 2024 to Mar 25, 2025
- Assets in custody · $1.2B to $1.2BAug 13, 2024 to Mar 25, 2025
- Employees · 112 to 109Aug 13, 2024 to Mar 25, 2025
- Financial planning clients · unset to Aug 13, 2024 to Mar 25, 2025
- State-registered IARs · 13 to 10Aug 13, 2024 to Mar 25, 2025
- Private funds · 4 to 5Aug 13, 2024 to Mar 25, 2025
- Discretionary RAUM · $21B to $19BAug 13, 2024 to Mar 25, 2025
- HNW RAUM · $6.9B to $6.5BAug 13, 2024 to Mar 25, 2025
- Individual RAUM · $140M to $194MAug 13, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $25.6M to $131MAug 13, 2024 to Mar 25, 2025
- Pension RAUM · $2.0B to $1.0BAug 13, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $3.5B to $3.8BAug 13, 2024 to Mar 25, 2025
- RAUM · $21B to $20BAug 13, 2024 to Mar 25, 2025
Signals
38 dated events
- M•••• T••• D•• left F•••• C•••••• I••• for I•••••• A•••••••• I••• (registered 2025-03-19)Mar 10, 2025 · Advisor changed firm · fact
- Ann Laura Pentimone (Chief Compliance Officer & Head Of Compliance, U.S.) appeared on Schedule A of F•••• C•••••• I•••Aug 13, 2024 · Control person joined · fact
- Michael M••• Wojcik (Chief Compliance Officer) no longer on Schedule A of F•••• C•••••• I••• (listed 2024-04-26, absent 2024-08-13)Aug 13, 2024 · Control person left · inference
- Dickens Peter Stock (Executive Chairman, Fiera Global Private Wealth And Executive Vice President, Corporate Development, & Director) no longer on Schedule A of F•••• C•••••• I••• (listed 2024-04-26, absent 2024-08-13)Aug 13, 2024 · Control person left · inference
- A•••••• F••••••••• left F•••• C•••••• I••• for A••••• A•• P••••••• S••••••• (registered 2024-06-27)Jun 18, 2024 · Advisor changed firm · fact
- Michael M••• Wojcik (Chief Compliance Officer) appeared on Schedule A of F•••• C•••••• I•••Apr 26, 2024 · Control person joined · fact
- Wei Z••• (Chief Compliance Officer, Head Of U.S. Compliance) no longer on Schedule A of F•••• C•••••• I••• (listed 2024-03-27, absent 2024-04-26)Apr 26, 2024 · Control person left · inference
- K•••• F•••••••• left F•••• C•••••• I••• for I•••••• A•••••••• I••• (registered 2024-05-03)Apr 18, 2024 · Advisor changed firm · fact
- William Eric Roberts (Executive Director, Chief Executive Officer Fiera Usa & Director) appeared on Schedule A of F•••• C•••••• I•••Mar 27, 2024 · Control person joined · fact
- D•••• Joseph Michael Quigley (Executive Director, Global Head Of Distribution & Director) no longer on Schedule A of F•••• C•••••• I••• (listed 2023-05-15, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- D•••• A•• left F•••• C•••••• I••• for B•••••••• I••••••••• M••••••••• L•• (registered 2023-06-27)Jun 9, 2023 · Advisor changed firm · fact
- Nadeem Ahmed Siddiqui (Vice President Of Finance) appeared on Schedule A of F•••• C•••••• I•••Mar 28, 2023 · Control person joined · fact
- Steven M••• Harrell (Senior Vice President, Regional Managing Partner) no longer on Schedule A of F•••• C•••••• I••• (listed 2022-03-28, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- J••••••••• L•••• (Global President, Chief Operating Officer & Director) no longer on Schedule A of F•••• C•••••• I••• (listed 2022-03-28, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- D•••••• G•••••• (Senior Vice President, Head Of Finance) no longer on Schedule A of F•••• C•••••• I••• (listed 2022-03-28, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Sutherland William Cashel (Senior Vice President, Global Head Of Financial Intermediaries & Director) no longer on Schedule A of F•••• C•••••• I••• (listed 2022-03-28, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Wei Z••• (Chief Compliance Officer, Head Of Us Compliance) appeared on Schedule A of F•••• C•••••• I•••Nov 23, 2021 · Control person joined · fact
- Sutherland William Cashel (Senior Vice President, Global Head Of Financial Intermediaries & Director) appeared on Schedule A of F•••• C•••••• I•••Nov 23, 2021 · Control person joined · fact
- Evangelia Kleftodimou (Chief Compliance Officer) no longer on Schedule A of F•••• C•••••• I••• (listed 2021-10-18, absent 2021-11-23)Nov 23, 2021 · Control person left · inference
- Steven M••• Harrell (Senior Vice President, Regional Managing Partner) appeared on Schedule A of F•••• C•••••• I•••Oct 18, 2021 · Control person joined · fact
- Natvarlal Nitin Kumbhani (Vice Chairman, Chief Of Growth Equity Strategies & Director) no longer on Schedule A of F•••• C•••••• I••• (listed 2021-03-22, absent 2021-10-18)Oct 18, 2021 · Control person left · inference
- Emilio Lucas Pontillo (Executive Vice President, Global Chief Financial Officer & Director) appeared on Schedule A of F•••• C•••••• I•••Mar 22, 2021 · Control person joined · fact
- D•••• Joseph Michael Quigley (Executive Vice President, Head Of Global Distribution & Director) appeared on Schedule A of F•••• C•••••• I•••Mar 22, 2021 · Control person joined · fact
- J••••••••• L•••• (Global President, Chief Operating Officer & Director) appeared on Schedule A of F•••• C•••••• I•••Mar 22, 2021 · Control person joined · fact
- Jean-Guy Desjardins (Director) no longer on Schedule A of F•••• C•••••• I••• (listed 2021-01-07, absent 2021-03-22)Mar 22, 2021 · Control person left · inference
- Steven Rafael Labourdette (Vice President, Financial Accounting) no longer on Schedule A of F•••• C•••••• I••• (listed 2020-11-11, absent 2021-01-07)Jan 7, 2021 · Control person left · inference
- D•••••• G•••••• (Senior Vice President, Head Of Finance) appeared on Schedule A of F•••• C•••••• I•••Jan 7, 2021 · Control person joined · fact
- Edward Jonathan Lewis (Chief Investment Officer) no longer on Schedule A of F•••• C•••••• I••• (listed 2020-07-17, absent 2020-10-09)Oct 9, 2020 · Control person left · inference
- Hope Amy Peterson (Executive Vice President) no longer on Schedule A of F•••• C•••••• I••• (listed 2020-06-23, absent 2020-07-17)Jul 17, 2020 · Control person left · inference
- S•••••• Benjamin Thompson (President, Chief Executive Officer & Director) no longer on Schedule A of F•••• C•••••• I••• (listed 2020-06-23, absent 2020-07-17)Jul 17, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- F•••• C•••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H••••://www.F•••••••••.COM/en-usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-300-1600reportedpublic record, Form ADV, Aug 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.9Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026