DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• A•••••• S••••••

C•••••••• W••••• G•••• L••state registeredSan Antonio, TxIA-onlyIAPD 6894036

Feed of 09/14/2026

Also filed as J••••••• A••••••

At current firm

1 y

since Oct 17, 2024

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• W••••• G•••• L•• state registered current
since Oct 17, 2024 · San Antonio, Tx
E•••••••• independent RIA
Aug 26, 2024 to Aug 28, 2024 · San Antonio, Tx
E• P••••••••• independent RIA
Aug 26, 2024 to Aug 28, 2024 · San Antonio, Tx
O••••••••• institutional
Jan 8, 2024 to May 22, 2024 · Overland Park, Ks
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 10, 2022 to Aug 30, 2023 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

E•••••••• to E• P•••••••••
left Aug 28, 2024, registered Aug 26, 2024 (-2 days) · channel change inside one enterprise, not a move
E• P••••••••• to C•••••••• W••••• G•••• L••
left Aug 28, 2024, registered Oct 17, 2024 (50 days) · RIA to a state-registered adviser
O••••••••• to E••••••••
left May 22, 2024, registered Aug 26, 2024 (96 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••••••••
left Aug 30, 2023, registered Jan 8, 2024 (131 days) · Other

Signals

J••••••• A•••••• S•••••• left E• P••••••••• for C•••••••• W••••• G•••• L•• (registered 2024-10-17)
Aug 28, 2024 · Advisor changed firm · fact
J••••••• A•••••• S•••••• left Onedigital for Everspire (registered 2024-08-26)
May 22, 2024 · Advisor changed firm · fact
J••••••• A•••••• S•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for Onedigital (registered 2024-01-08)
Aug 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address