DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Matthew Collins
At current firm
0 y
since Jan 2, 2026
In the industry
9 y
since Oct 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Jan 2, 2026 · St. Louis, Mo
- Ameriprise Financial Services, LLC national BDSep 30, 2024 to Dec 8, 2025 · Charlotte, Nc
- Credit Union Investment Services state registeredSep 12, 2022 to Sep 4, 2024 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Edward Jonesleft Dec 8, 2025, registered Jan 2, 2026 (25 days) · Affiliated broker-dealer or bank to another
- Credit Union Investment Services to Ameriprise Financial Services, LLCleft Sep 4, 2024, registered Sep 30, 2024 (26 days) · Other
Signals
- Matthew Collins left Ameriprise Financial Services, Llc for Edward Jones (registered 2026-01-02)Dec 8, 2025 · Advisor changed firm · fact
- Matthew Collins left Credit Union Investment Services for Ameriprise Financial Services, Llc (registered 2024-09-30)Sep 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address