RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Apr 25, 2026 · Charlotte, Nc
- F•••• independent RIAJan 21, 2025 to Jan 8, 2026 · Charlotte, Nc
- V••••••• A•••••••• I••• BD affiliatedOct 1, 2019 to Jan 27, 2025 · Charlotte, Nc
- F•••• to S••••• W••••• A•••••••• I•••left Jan 8, 2026, registered Apr 25, 2026 (107 days) · Other
- V••••••• A•••••••• I••• to F••••left Jan 27, 2025, registered Jan 21, 2025 (-6 days) · Affiliated broker-dealer or bank to independent RIA
- J•••• S•••••• left Facet for S••••• W••••• A•••••••• I••• (registered 2026-04-25)Jan 8, 2026 · Advisor changed firm · fact
- J•••• S•••••• left V••••••• A•••••••• I••• for Facet (registered 2025-01-21)Jan 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address