RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•• W•••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 26, 2026 · Tempe, Az
- E••••• J•••• national BDDec 6, 2021 to Jan 5, 2026 · St Louis, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 22, 2018 to Dec 7, 2021 · Chandler, Az
- E••••• J•••• to J••• M••••• S••••••••• L••left Jan 5, 2026, registered Jan 26, 2026 (21 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Dec 7, 2021, registered Dec 6, 2021 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J•••• L•• W••• left E••••• J•••• for J••• M••••• S••••••••• L•• (registered 2026-01-26)Jan 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address