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Registered advisor
J•••••• N•••
Feed of 09/14/2026
Also filed as J•••••• Daniel N•••
At current firm
3 y
since Jan 27, 2023
In the industry
17 y
since Aug 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Jan 27, 2023 · Fullerton, Ca
- E••••• J•••• national BDMay 14, 2018 to Jun 28, 2022 · Fullerton, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to I••••••••• F•••••••• G••••• L••left Jun 28, 2022, registered Jan 27, 2023 (213 days) · Affiliated broker-dealer or bank to another
Signals
- J•••••• N••• left E••••• J•••• for I••••••••• F•••••••• G••••• L•• (registered 2023-01-27)Jun 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address