RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W••••• M••••••••• mixed wealth currentsince Jun 18, 2021 · Norfolk, Ne
- M••••• C•• A•• A••••••• independent RIASep 10, 2020 to Jun 21, 2021 · Norfolk, Ne
- I•••• F••• A•••••••• I••• independent RIAMar 14, 2018 to Mar 4, 2019 · Irvine, Ca
- M••••• C•• A•• A••••••• to W••••• M•••••••••left Jun 21, 2021, registered Jun 18, 2021 (-3 days) · RIA to RIA
- I•••• F••• A•••••••• I••• to M••••• C•• A•• A•••••••left Mar 4, 2019, registered Sep 10, 2020 (556 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address