DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• J•••• H•••••••

A••••••• W••••• A•••••••BD affiliatedFort Worth, Txdual registrantIAPD 6911707

Feed of 09/14/2026

At current firm

2 y

since Jul 25, 2024

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• W••••• A••••••• BD affiliated current
since Jul 25, 2024 · Fort Worth, Tx
L•• F•••••••• L•• BD affiliated
Sep 13, 2023 to Jul 24, 2024 · Fort Worth, Tx
P• S•••••• F•••••••• unclassified
Jun 24, 2022 to Jan 12, 2024 · Fort Worth, Tx
E••••• J•••• national BD
Apr 23, 2018 to Jun 14, 2022 · North Richland Hills, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to A••••••• W••••• A•••••••
left Jul 24, 2024, registered Jul 25, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
P• S•••••• F•••••••• to L•• F•••••••• L••
left Jan 12, 2024, registered Sep 13, 2023 (-121 days) · Other
E••••• J•••• to P• S•••••• F••••••••
left Jun 14, 2022, registered Jun 24, 2022 (10 days) · Other

Signals

T•••• J•••• H••••••• left L•• F•••••••• L•• for A••••••• W••••• A••••••• (registered 2024-07-25)
Jul 24, 2024 · Advisor changed firm · fact
T•••• J•••• H••••••• left P• S•••••• F•••••••• for L•• F•••••••• L•• (registered 2023-09-13)
Jan 12, 2024 · Advisor changed firm · fact
T•••• J•••• H••••••• left E••••• J•••• for P• S•••••• F•••••••• (registered 2022-06-24)
Jun 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address