RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• R• M••••
- A••••• W••••• M••••••••• independent RIA currentsince May 15, 2024 · Joplin, Mo
- C••••• F•••••••• independent RIAMar 8, 2023 to Mar 21, 2024 · Lenexa, Ks
- M••••• S•••••• wirehouseMay 30, 2018 to Apr 4, 2023 · Kansas City, Mo
- C••••• F•••••••• to A••••• W••••• M•••••••••left Mar 21, 2024, registered May 15, 2024 (55 days) · RIA to RIA
- M••••• S•••••• to C••••• F••••••••left Apr 4, 2023, registered Mar 8, 2023 (-27 days) · Wirehouse to independent RIA
- R••• R• M•••• left C••••• F•••••••• for A••••• W••••• M••••••••• (registered 2024-05-15)Mar 21, 2024 · Advisor changed firm · fact
- R••• R• M•••• left M••••• S•••••• for C••••• F•••••••• (registered 2023-03-08)Apr 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address