RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••••• M•••• E•••••••
- M••••••••• W••••• M••••••••• no RAUM currentsince Feb 27, 2026 · Murrieta, Ca
- M••••••••• R••••••••• BD affiliatedMay 6, 2022 to Mar 16, 2026 · Corona Del Mar, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 15, 2019 to Apr 25, 2022 · Irvine, Ca
- M••••••••• R••••••••• to M••••••••• W••••• M•••••••••left Mar 16, 2026, registered Feb 27, 2026 (-17 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••••••• R•••••••••left Apr 25, 2022, registered May 6, 2022 (11 days) · Other · moved with a team
- K•••••••• M•••• E••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••••••• R••••••••• (registered 2022-05-06)Apr 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address