DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
1 y
since Jul 3, 2025
In the industry
10 y
since Feb 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Services Network independent RIA currentsince Jul 3, 2025 · Ripon, Ca
- Strategic Advisers LLC national BDMar 31, 2025 to Apr 11, 2025 · Ripon, Ca
- Fidelity Personal And Workplace Advisors formerOct 25, 2024 to Mar 31, 2025 · Walnut Creek, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 19, 2018 to Sep 18, 2024 · Bentonville, Ar
Moves
a registration end followed by a registration begin elsewhere
- Strategic Advisers LLC to Advisory Services Networkleft Apr 11, 2025, registered Jul 3, 2025 (83 days) · Affiliated broker-dealer or bank to independent RIA
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fidelity Personal And Workplace Advisorsleft Sep 18, 2024, registered Oct 25, 2024 (37 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- Manjit Singh left Strategic Advisers Llc for Advisory Services Network (registered 2025-07-03)Apr 11, 2025 · Advisor changed firm · fact
- Manjit Singh left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Fidelity Personal And Workplace Advisors (registered 2024-10-25)Sep 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address