DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• H•••• F••••••• W•••••••••

T• R••• P•••• A••••••• S•••••••• I•••BD affiliatedOwings Mills, Mddual registrantIAPD 6925792

Feed of 09/14/2026

Also filed as J•••• W•••••••••

At current firm

0 y

since Aug 25, 2026

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• R••• P•••• A••••••• S•••••••• I••• BD affiliated current
since Aug 25, 2026 · Owings Mills, Md
T•• M••••••• F•••••••• G•••• L•• independent RIA
Jul 2, 2024 to Sep 8, 2025 · Hunt Valley, Md
T• R••• P•••• A••••••••• I••• asset manager
Mar 1, 2019 to Jun 12, 2024 · Owings Mills, Md
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Oct 12, 2018 to Mar 6, 2019 · Owings Mills, Md
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Apr 23, 2018 to Apr 26, 2018 · Owings Mills, Md

Moves

a registration end followed by a registration begin elsewhere

T•• M••••••• F•••••••• G•••• L•• to T• R••• P•••• A••••••• S•••••••• I•••
left Sep 8, 2025, registered Aug 25, 2026 (351 days) · RIA to affiliated broker-dealer or bank
T• R••• P•••• A••••••••• I••• to T•• M••••••• F•••••••• G•••• L••
left Jun 12, 2024, registered Jul 2, 2024 (20 days) · Other
T• R••• P•••• A••••••• S•••••••• I••• to T• R••• P•••• A••••••••• I•••
left Mar 6, 2019, registered Mar 1, 2019 (-5 days) · corporate re-registration, not a move

Signals

J•••• H•••• F••••••• W••••••••• left T•• M••••••• F•••••••• G•••• L•• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2026-08-25)
Sep 8, 2025 · Advisor changed firm · fact
J•••• H•••• F••••••• W••••••••• left T• R••• P•••• A••••••••• I••• for T•• M••••••• F•••••••• G•••• L•• (registered 2024-07-02)
Jun 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address