DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• A•••••

R••••• W• B•••• • C•• I•••••••••mixed wealthMinnetonka, Mndual registrantIAPD 6928027

Feed of 09/14/2026

Also filed as C•••••••• Shieferaw A•••••

At current firm

0 y

since Mar 16, 2026

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Mar 16, 2026 · Minnetonka, Mn
J••• M••••• S••••••••• L•• wirehouse
Nov 27, 2024 to Feb 4, 2026 · Forest Lake, Mn
U••• B•••••• I••••••••• I••• former
Nov 10, 2022 to Nov 20, 2024 · White Bear Lake, Mn
W•••• F•••• A••••••• wirehouse
Jan 7, 2022 to Nov 10, 2022 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to R••••• W• B•••• • C•• I•••••••••
left Feb 4, 2026, registered Mar 16, 2026 (40 days) · Wirehouse to independent RIA
U••• B•••••• I••••••••• I••• to J••• M••••• S••••••••• L••
left Nov 20, 2024, registered Nov 27, 2024 (7 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
left Nov 10, 2022, registered Nov 10, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C•••••••• A••••• left J••• M••••• S••••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2026-03-16)
Feb 4, 2026 · Advisor changed firm · fact
C•••••••• A••••• left U••• B•••••• I••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2024-11-27)
Nov 20, 2024 · Advisor changed firm · fact
C•••••••• A••••• left W•••• F•••• A••••••• for U••• B•••••• I••••••••• I••• (registered 2022-11-10)
Nov 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address