DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Julia Nicole Roberts

First Citizens Investor Services, Inc.BD affiliatedCharlotte, Nc dual registrantIAPD 6929818

Feed of 09/15/2026

Also filed as Julia Nicole Bryson

At current firm

1 y

since Jun 20, 2025

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

First Citizens Investor Services, Inc. BD affiliated current
since Jun 20, 2025 · Charlotte, Nc
Wells Fargo Advisors wirehouse
Jul 29, 2024 to Jun 17, 2025 · Charlotte, Nc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Apr 5, 2024 to Jul 23, 2024 · Hendersonville, Nc
Colton Groome Financial Advisors, LLC independent RIA
Jul 6, 2022 to Feb 21, 2024 · Asheville, Nc
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jul 9, 2018 to Jul 2, 2022 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to First Citizens Investor Services, Inc.
left Jun 17, 2025, registered Jun 20, 2025 (3 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left Jul 23, 2024, registered Jul 29, 2024 (6 days) · Wirehouse to wirehouse · moved with a team
Colton Groome Financial Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Feb 21, 2024, registered Apr 5, 2024 (44 days) · RIA to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Colton Groome Financial Advisors, LLC
left Jul 2, 2022, registered Jul 6, 2022 (4 days) · Wirehouse to independent RIA

Signals

Julia Nicole Roberts left Wells Fargo Advisors for First Citizens Investor Services, Inc. (registered 2025-06-20)
Jun 17, 2025 · Advisor changed firm · fact
Julia Nicole Roberts left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2024-07-29)
Jul 23, 2024 · Advisor changed firm · fact
Julia Nicole Roberts left Colton Groome Financial Advisors, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-04-05)
Feb 21, 2024 · Advisor changed firm · fact
Julia Nicole Roberts left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Colton Groome Financial Advisors, Llc (registered 2022-07-06)
Jul 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address