RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Jan 1, 2025 · Brentwood, Tn
- T•••••••• F•••••••• S•••••••• L•• formerMar 7, 2022 to Mar 20, 2023 · Brentwood, Tn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedSep 28, 2021 to Feb 25, 2022 · Mount Juliet, Tn
- T•••••••• F•••••••• S•••••••• L•• to C•••••••left Mar 20, 2023, registered Jan 1, 2025 (653 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T•••••••• F•••••••• S•••••••• L••left Feb 25, 2022, registered Mar 7, 2022 (10 days) · Affiliated broker-dealer or bank to independent RIA
- H•••• B••• H••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for T•••••••• F•••••••• S•••••••• L•• (registered 2022-03-07)Feb 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address