RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• C•••• D• G••••• G••••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 15, 2026 · Las Vegas, Nv
- J••• M••••• S••••••••• L•• wirehouseAug 14, 2023 to Apr 16, 2025 · Henderson, Nv
- E•••••••• A•••••••• L•• national BDAug 10, 2021 to Nov 3, 2022 · Las Vegas, Nv
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Apr 16, 2025, registered Apr 15, 2026 (364 days) · Wirehouse to wirehouse
- E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Nov 3, 2022, registered Aug 14, 2023 (284 days) · Affiliated broker-dealer or bank to wirehouse
- J••••••• C•••• D• G••••• G•••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-04-15)Apr 16, 2025 · Advisor changed firm · fact
- J••••••• C•••• D• G••••• G•••••• left E•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-08-14)Nov 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address