RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• D•••• S••••••
- M••••• W••••• M••••••••• L•• independent RIA currentsince Apr 17, 2026 · Kansas City, Mo
- L•• F•••••••• L•• BD affiliatedJan 18, 2022 to Apr 29, 2026 · Denver, Co
- T•••••• C••••••• I••• independent RIAJul 25, 2018 to Jan 5, 2022 · Denver, Co
- L•• F•••••••• L•• to M••••• W••••• M••••••••• L••left Apr 29, 2026, registered Apr 17, 2026 (-12 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- T•••••• C••••••• I••• to L•• F•••••••• L••left Jan 5, 2022, registered Jan 18, 2022 (13 days) · RIA to affiliated broker-dealer or bank
- Z•••••• D•••• S•••••• left L•• F•••••••• L•• for M••••• W••••• M••••••••• L•• (registered 2026-04-17)Apr 29, 2026 · Advisor changed firm · fact
- Z•••••• D•••• S•••••• left T•••••• C••••••• I••• for L•• F•••••••• L•• (registered 2022-01-18)Jan 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address