RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• P•••
- P••••••• W••••• P••••••• independent RIA currentsince May 2, 2025 · Itasca, Il
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 5, 2025 to May 7, 2025 · Westmont, Il
- A•••• • A••••••• G••••• P••••••• independent RIAFeb 1, 2021 to Feb 6, 2025 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseDec 12, 2019 to Feb 17, 2021 · Glen Ellyn, Il
- E•••••••• A•••••••• L•• national BDNov 20, 2018 to Jul 10, 2019 · Oak Brook, Il
- A••••••••• F•••••••• S•••••••• L•• to P••••••• W••••• P•••••••left May 7, 2025, registered May 2, 2025 (-5 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- A•••• • A••••••• G••••• P••••••• to A••••••••• F•••••••• S•••••••• L••left Feb 6, 2025, registered Feb 5, 2025 (-1 days) · RIA to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to A•••• • A••••••• G••••• P•••••••left Feb 17, 2021, registered Feb 1, 2021 (-16 days) · Wirehouse to independent RIA
- E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Jul 10, 2019, registered Dec 12, 2019 (155 days) · Affiliated broker-dealer or bank to wirehouse
- G••• P••• left A••••••••• F•••••••• S•••••••• L•• for P••••••• W••••• P••••••• (registered 2025-05-02)May 7, 2025 · Advisor changed firm · fact
- G••• P••• left A•••• • A••••••• G••••• P••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-02-05)Feb 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address