RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E••••••• W•••••
- G•••••• W••••• A••••••• independent RIA currentsince Feb 14, 2025 · Frisco, Tx
- F••••• I••••••••• independent RIAFeb 16, 2022 to Oct 21, 2024 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 16, 2019 to Feb 11, 2022 · Huntington, Wv
- F••••• I••••••••• to G•••••• W••••• A•••••••left Oct 21, 2024, registered Feb 14, 2025 (116 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left Feb 11, 2022, registered Feb 16, 2022 (5 days) · Wirehouse to independent RIA · moved with a team
- M•••••• E••••••• W••••• left F••••• I••••••••• for G•••••• W••••• A••••••• (registered 2025-02-14)Oct 21, 2024 · Advisor changed firm · fact
- M•••••• E••••••• W••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••• I••••••••• (registered 2022-02-16)Feb 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address