DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lauren A Ethington
Feed of 09/14/2026
Also filed as Kyle Alexander Sleeman
At current firm
0 y
since Oct 14, 2025
In the industry
11 y
since May 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Oct 14, 2025 · East Lansing, Mi
- Huntington Financial Advisors BD affiliatedOct 14, 2021 to Sep 4, 2025 · Kentwood, Mi
- Cetera Investment Advisers LLC BD affiliatedDec 9, 2020 to Oct 13, 2021 · Kentwood, Mi
- Citizens Securities, Inc. BD affiliatedApr 29, 2019 to May 4, 2020 · Cleveland, Oh
- LPL Financial LLC BD affiliatedSep 17, 2018 to Apr 17, 2019 · Sparta, Mi
Moves
a registration end followed by a registration begin elsewhere
- Huntington Financial Advisors to Morgan Stanleyleft Sep 4, 2025, registered Oct 14, 2025 (40 days) · Affiliated broker-dealer or bank to wirehouse
- Cetera Investment Advisers LLC to Huntington Financial Advisorsleft Oct 13, 2021, registered Oct 14, 2021 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Citizens Securities, Inc. to Cetera Investment Advisers LLCleft May 4, 2020, registered Dec 9, 2020 (219 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Citizens Securities, Inc.left Apr 17, 2019, registered Apr 29, 2019 (12 days) · RIA to affiliated broker-dealer or bank
Signals
- Lauren A Ethington left Huntington Financial Advisors for Morgan Stanley (registered 2025-10-14)Sep 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address