RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• B•••• G•••••••••
- E••••• J•••• national BD currentsince Oct 6, 2025 · Sandwich, Il
- C•••••• S••••• • C••• I••• national BDMar 16, 2021 to Oct 18, 2025 · Naperville, Il
- M••••• S•••••• wirehouseJul 27, 2018 to Mar 8, 2021 · Oak Brook, Il
- C•••••• S••••• • C••• I••• to E••••• J••••left Oct 18, 2025, registered Oct 6, 2025 (-12 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to C•••••• S••••• • C••• I•••left Mar 8, 2021, registered Mar 16, 2021 (8 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• B•••• G••••••••• left C•••••• S••••• • C••• I••• for E••••• J•••• (registered 2025-10-06)Oct 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address