RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••• V•••
- P••••• W••••• M••••••••• independent RIA currentsince Feb 28, 2025 · The Villages, Fl
- W•••• F•••• A••••••• wirehouseSep 13, 2022 to May 31, 2024 · Lady Lake, Fl
- M••••• S•••••• wirehouseNov 26, 2019 to Jul 26, 2022 · The Villages, Fl
- W•••• F•••• A••••••• to P••••• W••••• M•••••••••left May 31, 2024, registered Feb 28, 2025 (273 days) · Wirehouse to independent RIA
- M••••• S•••••• to W•••• F•••• A•••••••left Jul 26, 2022, registered Sep 13, 2022 (49 days) · Wirehouse to wirehouse
- J•••• R•••• V••• left W•••• F•••• A••••••• for P••••• W••••• M••••••••• (registered 2025-02-28)May 31, 2024 · Advisor changed firm · fact
- J•••• R•••• V••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2022-09-13)Jul 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address