DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Benjamin Edward Beech Audley
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ben Audley
At current firm
0 y
since Jul 6, 2026
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Integrated Wealth Concepts LLC independent RIA currentsince Jul 6, 2026 · Elmhurst, Il
- Hightower Advisors, LLC BD affiliatedApr 12, 2021 to Jul 6, 2026 · Chicago, Il
- Mesirow Financial Investment Management, Inc. mixed wealthOct 16, 2018 to Apr 1, 2021 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Hightower Advisors, LLC to Integrated Wealth Concepts LLCleft Jul 6, 2026, registered Jul 6, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Mesirow Financial Investment Management, Inc. to Hightower Advisors, LLCleft Apr 1, 2021, registered Apr 12, 2021 (11 days) · RIA to affiliated broker-dealer or bank
Signals
- Benjamin Edward Beech Audley left Hightower Advisors, Llc for Integrated Wealth Concepts Llc (registered 2026-07-06)Jul 6, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address