RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• C•••• H••••
- S•• C•••••• M••••••••• L•• independent RIA currentsince Feb 3, 2025 · Dallas, Tx
- E••• C•••••• G••••• L•• formerJul 26, 2024 to Feb 6, 2025 · Dallas, Tx
- K••••• A••••••• S•••••••• L•• BD affiliatedFeb 25, 2020 to Aug 19, 2022 · Richardson, Tx
- E••• C•••••• G••••• L•• to S•• C•••••• M••••••••• L••left Feb 6, 2025, registered Feb 3, 2025 (-3 days) · RIA to RIA · moved with a team
- K••••• A••••••• S•••••••• L•• to E••• C•••••• G••••• L••left Aug 19, 2022, registered Jul 26, 2024 (707 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• C•••• H•••• left E••• C•••••• G••••• L•• for S•• C•••••• M••••••••• L•• (registered 2025-02-03)Feb 6, 2025 · Advisor changed firm · fact
- A••••• C•••• H•••• left K••••• A••••••• S•••••••• L•• for E••• C•••••• G••••• L•• (registered 2024-07-26)Aug 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address