DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• D• V••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseSan Francisco, Cadual registrantIAPD 6962192

Feed of 09/14/2026

Also filed as Andrew Daniel Vasquez

At current firm

0 y

since May 8, 2026

In the industry

22 y

since Dec 1, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since May 8, 2026 · San Francisco, Ca
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jan 9, 2026 · Burlingame, Ca
F••••••• P••••••• A•• W•••••••• A••••••• former
Aug 15, 2023 to Mar 31, 2025 · Burlingame, Ca
E•••••• C•••••• M••••••••• L•• former
Apr 22, 2021 to Jun 15, 2023 · Arlington, Va
E••••• J•••• national BD
Aug 17, 2018 to Mar 1, 2021 · South San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 9, 2026, registered May 8, 2026 (119 days) · Affiliated broker-dealer or bank to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
E•••••• C•••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 15, 2023, registered Aug 15, 2023 (61 days) · RIA to affiliated broker-dealer or bank · moved with a team
E••••• J•••• to E•••••• C•••••• M••••••••• L••
left Mar 1, 2021, registered Apr 22, 2021 (52 days) · Affiliated broker-dealer or bank to independent RIA

Signals

A••••• D• V•••••• left S•••••••• A••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-05-08)
Jan 9, 2026 · Advisor changed firm · fact
A••••• D• V•••••• left E•••••• C•••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-08-15)
Jun 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address