RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• R•••
- M••••• A•••••••• L•• BD affiliated currentsince Jan 14, 2026 · Moorpark, Ca
- C••••••••• A••••••• independent RIAFeb 7, 2025 to Jan 5, 2026 · Thousand Oaks, Ca
- M••••• A•••••••• L•• BD affiliatedJun 30, 2021 to Jan 3, 2025 · Camarillo, Ca
- C••••••••• A••••••• to M••••• A•••••••• L••left Jan 5, 2026, registered Jan 14, 2026 (9 days) · RIA to affiliated broker-dealer or bank
- M••••• A•••••••• L•• to C••••••••• A•••••••left Jan 3, 2025, registered Feb 7, 2025 (35 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• J••• R••• left C••••••••• A••••••• for M••••• A•••••••• L•• (registered 2026-01-14)Jan 5, 2026 · Advisor changed firm · fact
- M•••••• J••• R••• left M••••• A•••••••• L•• for C••••••••• A••••••• (registered 2025-02-07)Jan 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address