DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cedarstone Advisors
Latest filing Mar 11, 2026
First filing on the tape Feb 14, 2018 · 22 filings
SEC status approved since Mar 16, 2018
RAUM
$198M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$198M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$99.2M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$198M as of Mar 11, 2026
Jan 28, 2019$125M then
HNW client RAUM$169M as of Mar 11, 2026
Jan 28, 2019$15.1M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
Jan 28, 20193 then
Employees (5.A)3 as of Mar 11, 2026
Jan 28, 20194 then
Private funds: no history
RAUM +16% over the last fiscal year+16% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $99.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 96derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$169M85%
- Individuals$28.2M14%
- Corporations and businesses$331,4740.2%
- Charitable organizations$300,9490.2%
- Pension and profit-sharing plans$176,1730.1%
- Individual clients
- 93reported
- HNW clients
- 98reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 197reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Carole Lee Meitler | Thousand Oaks, Ca | Sep 10, 2020 | 16 y | 0 |
| Steve Harlan CokerCertified Financial Planner | Thousand Oaks, Ca | Mar 17, 2023 | 19 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- Michael John Ryne to Mutual Advisors, LLCJan 5, 2026 · RIA to affiliated broker-dealer or bank
- Matthew Glenn Davis to Sherwood Financial Partners, LLCJul 20, 2019 · RIA to RIA
- Hannah Elizabeth Oaks Boundy to Sherwood Financial Partners, LLCApr 2, 2019 · RIA to RIA
Joined, latest
- Michael John Ryne from Mutual Advisors, LLCFeb 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Steve Harlan Coker from Manchester Financial IncMar 17, 2023 · Other
- Hannah Elizabeth Oaks Boundy from Manchester Financial IncJun 16, 2015 · Other
- Matthew Glenn Davis from Manchester Financial IncOct 23, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Harlan Steve Coker · President/Chief Compliance Officercontrolsince 08/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Thousand Oaks, Ca · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 11, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-06, no on the filing of 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 189 to 197Mar 6, 2025 to Mar 11, 2026
- Corporate clients · 5.0 to unsetMar 6, 2025 to Mar 11, 2026
- HNW clients · 92 to 98Mar 6, 2025 to Mar 11, 2026
- Individual clients · 89 to 93Mar 6, 2025 to Mar 11, 2026
- Assets in custody · $89.4M to $0Mar 6, 2025 to Mar 11, 2026
- Custody of client assets · true to falseMar 6, 2025 to Mar 11, 2026
- Discretionary RAUM · $171M to $198MMar 6, 2025 to Mar 11, 2026
- HNW RAUM · $138M to $169MMar 6, 2025 to Mar 11, 2026
- Individual RAUM · $27.5M to $28.2MMar 6, 2025 to Mar 11, 2026
- Pension RAUM · $4.1M to $176,173Mar 6, 2025 to Mar 11, 2026
- RAUM · $171M to $198MMar 6, 2025 to Mar 11, 2026
- Accounts · 184 to 189Sep 12, 2024 to Mar 6, 2025
- HNW clients · 80 to 92Sep 12, 2024 to Mar 6, 2025
- Individual clients · 94 to 89Sep 12, 2024 to Mar 6, 2025
- Assets in custody · $20.5M to $89.4MSep 12, 2024 to Mar 6, 2025
- Financial planning clients · 101-250 to 101-250Sep 12, 2024 to Mar 6, 2025
- Discretionary RAUM · $149M to $171MSep 12, 2024 to Mar 6, 2025
- HNW RAUM · $115M to $138MSep 12, 2024 to Mar 6, 2025
- Individual RAUM · $29.6M to $27.5MSep 12, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $1.2M to $0Sep 12, 2024 to Mar 6, 2025
- Pension RAUM · $4.4M to $4.1MSep 12, 2024 to Mar 6, 2025
- RAUM · $151M to $171MSep 12, 2024 to Mar 6, 2025
- Advisory employees · 4 to 3Mar 1, 2024 to Jul 1, 2024
- Employees · 4 to 3Mar 1, 2024 to Jul 1, 2024
- State-registered IARs · 3 to 2Mar 1, 2024 to Jul 1, 2024
- Accounts · 180 to 184Aug 4, 2023 to Mar 1, 2024
- Corporate clients · unset to 5.0Aug 4, 2023 to Mar 1, 2024
- HNW clients · 71 to 80Aug 4, 2023 to Mar 1, 2024
- Individual clients · 99 to 94Aug 4, 2023 to Mar 1, 2024
- Assets in custody · $19.4M to $20.5MAug 4, 2023 to Mar 1, 2024
- Discretionary RAUM · $126M to $149MAug 4, 2023 to Mar 1, 2024
- HNW RAUM · $91.7M to $115MAug 4, 2023 to Mar 1, 2024
- Individual RAUM · $29.6M to $29.6MAug 4, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $884,997 to $1.2MAug 4, 2023 to Mar 1, 2024
- Pension RAUM · $4.5M to $4.4MAug 4, 2023 to Mar 1, 2024
- RAUM · $127M to $151MAug 4, 2023 to Mar 1, 2024
- Advisory employees · 3 to 4Mar 6, 2023 to Aug 4, 2023
- Employees · 3 to 4Mar 6, 2023 to Aug 4, 2023
- State-registered IARs · 2 to 3Mar 6, 2023 to Aug 4, 2023
- Accounts · 178 to 180Mar 30, 2022 to Mar 6, 2023
Signals
3 dated events
- Michael John Ryne left Cedarstone Advisors for Mutual Advisors, Llc (registered 2026-01-14)Jan 5, 2026 · Advisor changed firm · fact
- Glenn Matthew Davis (Vice President And Treasurer) no longer on Schedule A of Cedarstone Advisors (listed 2019-04-03, absent 2019-08-09)Aug 9, 2019 · Control person left · inference
- Cedarstone Advisors filed its initial SEC registration (Form ADV)Feb 14, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-571-5582reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- CEDARSTONEADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (888) 571-5582reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $99.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026