DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• L••••••• N•••••••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 6969632

Feed of 09/14/2026

Also filed as Hector L. Nava Castanon

At current firm

0 y

since Dec 1, 2025

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Dec 1, 2025 · Scottsdale, Az
O•••• F•• I••• former
Feb 22, 2023 to May 8, 2024 · Albuquerque, Nm
M••••••••• R••••••••• BD affiliated
May 5, 2022 to Jan 31, 2023 · Albuquerque, Nm
C••• B•••••••• S•••••••• I••• former
Jun 30, 2020 to Apr 21, 2022 · Albuquerque, Nm

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to V••••••• A•••••••• I•••
left May 8, 2024, registered Dec 1, 2025 (572 days) · Affiliated broker-dealer or bank to another
M••••••••• R••••••••• to O•••• F•• I•••
left Jan 31, 2023, registered Feb 22, 2023 (22 days) · Other
C••• B•••••••• S•••••••• I••• to M••••••••• R•••••••••
left Apr 21, 2022, registered May 5, 2022 (14 days) · Other

Signals

H••••• L••••••• N••••••••• left O•••• F•• I••• for V••••••• A•••••••• I••• (registered 2025-12-01)
May 8, 2024 · Advisor changed firm · fact
H••••• L••••••• N••••••••• left M••••••••• R••••••••• for O•••• F•• I••• (registered 2023-02-22)
Jan 31, 2023 · Advisor changed firm · fact
H••••• L••••••• N••••••••• left C••• B•••••••• S•••••••• I••• for M••••••••• R••••••••• (registered 2022-05-05)
Apr 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address