RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M•••• M•••••
- D•••• F•••••••• A•••••••• I•• independent RIA currentsince Sep 23, 2025 · Kensington, Md
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Oct 15, 2025 · Cockeysville, Md
- P•••• S••••••••• L•• no RAUMDec 6, 2023 to Nov 14, 2024 · North Bethesda, Md
- U•• F•••••••• S••••••• I••• wirehouseMar 11, 2020 to Nov 17, 2023 · Bethesda, Md
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedSep 25, 2018 to Feb 19, 2020 · Albany, Ny
- L•• E••••••••• L•• to D•••• F•••••••• A•••••••• I••left Oct 15, 2025, registered Sep 23, 2025 (-22 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to P•••• S••••••••• L••left Nov 17, 2023, registered Dec 6, 2023 (19 days) · Wirehouse to affiliated broker-dealer or bank
- G•••••• S•••• W••••• S•••••••• L••• to U•• F•••••••• S••••••• I•••left Feb 19, 2020, registered Mar 11, 2020 (21 days) · Affiliated broker-dealer or bank to wirehouse
- M•••• M••••• left L•• E••••••••• L•• for D•••• F•••••••• A•••••••• I•• (registered 2025-09-23)Oct 15, 2025 · Advisor changed firm · fact
- M•••• M••••• left U•• F•••••••• S••••••• I••• for P•••• S••••••••• L•• (registered 2023-12-06)Nov 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address