R••••• W•••••• S•••••

• M•••• F•••••••• A••••••• BD affiliated current
  since Apr 17, 2025 · Issaquah, Wa
• S•••••••• A••••••• L•• national BD
  Mar 31, 2025 to May 8, 2025 · Bellevue, Wa
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Apr 28, 2020 to Mar 31, 2025 · Bellevue, Wa
• E••••• J•••• national BD
  Sep 4, 2018 to Dec 17, 2019 · Lincoln, Ne

• S•••••••• A••••••• L•• to M•••• F•••••••• A•••••••
  left May 8, 2025, registered Apr 17, 2025 (-21 days) · Affiliated broker-dealer or bank to independent RIA
• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• E••••• J•••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Dec 17, 2019, registered Apr 28, 2020 (133 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  May 8, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address